Regulation

Why Citigroup Pushed Out Of Hedge Fund Administration Regulation Systems Compliance and Integrity Holistic Medicine for Hedge Funds ‘Bad Actor’ Granted Hedge Fund Waiver – For Now Jury: Swiss Banker Not Guilty of Aiding Tax Evasion Bank’s Forex Legal Woes Could Hit $5.9 Billion FCPA: $7.5 Million Bribe Yields $14.4 Million Fine Cherry-Picking Season for Hedge Funds Harsh Rules Yield October Surprise For Hedge Funds Growing demand for procurement transparency drives momentum for diliger CFTC OCR: New Day, New Rules, New Forms for Traders Lead Auditors Must Rotate – Or Pay Fine Keeping Custodians Clean The FCA on Social Media “Marking The Close” – A Prohibited Practice “Stock Analyzer” Marketing Led to Securities Violation Six Agencies Approve Final Risk Retention Rule Broken Engagement? SEC uses data against advisers Failure to Supervise Branch Leads to Sanctions Tax Inversion Hedge Fund Fiascos FICC To Expand Tri-Party Regulation “Accredited Investor” Test Under Review SEC Fines Former Hedge Fund Manager $358 Million SEC: Penny Stock Gatekeeper Violations Hedge Fund Managers May See Change Performance Based Compensation