Apps Help Create Family Tree

Thu, 25 September 14, 7:00 am

On March 31, 2012, rules governing family office hedge funds were radically changed. The Dodd-Frank Wall Street Reform Act mandated that many family office...

Form 13F Filings “Tell-All”

Mon, 22 September 14, 7:00 am

Section 13(f) of the Securities and Exchange Act was passed by Congress in 1975 in order to provide the public with information regarding the...

SEC: Hedge Fund Manager at Center of Fraud Scheme

Sat, 20 September 14, 7:00 am

A hedge fund manager who was charged by the Securities and Exchange Commission (SEC ) in 2012 with defrauding clients around the world ...

Bank Restricted From Hedge Fund Sales To Client

Tue, 2 September 14, 4:00 pm

As part of a settlement approved by the Securities and Exchange Commission (SEC) on August 5, 2014, Americas third largest bank has agreed to...

44 Hedge Funds and Other Entities Implicated in House Insider Trading...

Mon, 21 July 14, 7:00 am

The US Securities and Exchange Commission (SEC) has indicated that the ongoing insider trading investigation involving the U.S. House Ways and Means Committee and...

Global Prime Finance Monthly Hedge Fund Trends

Tue, 8 July 14, 7:00 am

A recent report by Deutsche bank has shone a spotlight on the trends that are currently affecting the hedge fund industry. Here, we have...

SEC Provides Insights on Areas of Improvement for Private Fund Managers

Thu, 26 June 14, 7:00 am

Recently, Andrew J. Bowden, director of the U.S. Securities and Exchange Commissions (SEC) Office of Compliance Inspections and Examinations (OCIE), shared the SEC staffs...