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SEC Implements Sweeping Changes To Regulate High-Speed Traders And Hedge Funds In $26tn Treasury Market
“Marking The Close” – A Prohibited Practice
ESG Integration: Sovereign Wealth Funds Navigating Towards Positive Societal And Environmental Impact
Pallavi Singal
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Fri, 6 October 23, 4:21 pm
Why PATEX is the best crypto in Brazil
Binance’s Delisting of Privacy Coins Amidst EU’s Regulatory Measures Raises Concerns
The FCA on Social Media
Chris Turner
-
Sat, 8 November 14, 7:00 am
“Stock Analyzer” Marketing Led to Securities Violation
David Kinnear
-
Wed, 5 November 14, 7:00 am
Six Agencies Approve Final Risk Retention Rule
David Kinnear
-
Tue, 4 November 14, 7:00 am
Broken Engagement? SEC uses data against advisers
David Kinnear
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Mon, 3 November 14, 7:00 am
Failure to Supervise Branch Leads to Sanctions
David Kinnear
-
Thu, 30 October 14, 7:00 am
Tax Inversion Hedge Fund Fiascos
David Kinnear
-
Wed, 29 October 14, 7:00 am
FICC To Expand Tri-Party Regulation
David Kinnear
-
Tue, 28 October 14, 7:00 am
“Accredited Investor” Test Under Review
David Kinnear
-
Mon, 27 October 14, 7:00 am
SEC Fines Former Hedge Fund Manager $358 Million
David Kinnear
-
Fri, 24 October 14, 7:00 am
SEC: Penny Stock Gatekeeper Violations
David Kinnear
-
Thu, 23 October 14, 7:00 am
Hedge Fund Managers May See Change Performance Based Compensation
HedgeThink
-
Tue, 21 October 14, 7:00 am
Enhanced Investor Protection? It’s In The Cards
David Kinnear
-
Mon, 20 October 14, 7:00 am
MSRB Confabs with SEC and FINRA
David Kinnear
-
Thu, 16 October 14, 7:00 am
Fincen Uncovers Casino’s Bank Secrecy Act Crimes
David Kinnear
-
Tue, 14 October 14, 7:00 am
SEC Weighs New Asset Management Rules
David Kinnear
-
Mon, 13 October 14, 7:00 am
T+2 Deadline Looms
David Kinnear
-
Sat, 11 October 14, 7:00 am
SEC Charges Reg Cap Violations
David Kinnear
-
Fri, 10 October 14, 5:00 pm
QE – Now QE2?
David Kinnear
-
Wed, 8 October 14, 10:25 am
Largest Ever SEC Whistleblower case
David Kinnear
-
Mon, 6 October 14, 11:08 am
SEC Probes Hedge Fund Research Firm
David Kinnear
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Wed, 1 October 14, 7:00 am
Focus on the positives arising from AIFMD for asset managers
Dominic Lawton-Smith
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Tue, 30 September 14, 7:00 am
Financial Finks: Ratting out to Regulators
David Kinnear
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Mon, 29 September 14, 7:00 am
SEC Charges Minneapolis Hedge Funds with Fraud
David Kinnear
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Sat, 27 September 14, 7:00 am
Apps Help Create Family Tree
HedgeThink
-
Thu, 25 September 14, 7:00 am
Libor Redux: Isdafix Rate Fix
David Kinnear
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Tue, 23 September 14, 7:00 am
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