Tag: Commodity Futures Trading Commission

CFTC OCR: New Day, New Rules, New Forms for Traders

One year ago, the Commodity Futures Trading Commission (CFTC) published new Ownership and Control Reporting (OCR) rules and related forms to enhance identification of...

SEC Fines Former Hedge Fund Manager $358 Million

  A former hedge fund manager has been ordered to pay more than $358 million in a Securities and Exchange Commission (SEC) lawsuit that charged...