Category: Regulation

Cayman and Panama – Hats, Havens and OFCs

HedgeThink October 1, 2016

The importance of Compliance for FinTechs

HedgeThink September 14, 2016

An Introduction to Bitcoin and Cryptocurrencies Regulation

HedgeThink March 4, 2016

Financial Regulation and the Hedge Fund Industry Part 3

Jean Lehmann October 12, 2015

Financial Regulation and the Hedge Fund Industry Part 2

Jean Lehmann October 9, 2015

Financial Regulation and the Hedge Fund Industry Part 1

Jean Lehmann October 6, 2015

Hedge Funds: Constant Vetting Required

Timothy Mohr March 6, 2015

2015 Forecast For Alternative Investment Fund Depositaries

HedgeThink February 10, 2015

Why Citigroup Pushed Out Of Hedge Fund Administration

HedgeThink February 9, 2015

The Fight for Freedom: Here’s How You Can Prepare

HedgeThink January 2, 2015

Regulation Systems Compliance and Integrity

David Kinnear December 17, 2014

Holistic Medicine for Hedge Funds

David Kinnear December 15, 2014

‘Bad Actor’ Granted Hedge Fund Waiver – For Now

David Kinnear December 11, 2014

Jury: Swiss Banker Not Guilty of Aiding Tax Evasion

David Kinnear November 19, 2014

Bank’s Forex Legal Woes Could Hit $5.9 Billion

David Kinnear November 18, 2014

FCPA: $7.5 Million Bribe Yields $14.4 Million Fine

David Kinnear November 17, 2014

Cherry-Picking Season for Hedge Funds

David Kinnear November 14, 2014

Harsh Rules Yield October Surprise For Hedge Funds

David Kinnear November 13, 2014

Growing demand for procurement transparency drives momentum for diliger

HedgeThink November 12, 2014

CFTC OCR: New Day, New Rules, New Forms for Traders

David Kinnear November 12, 2014

Lead Auditors Must Rotate – Or Pay Fine

David Kinnear November 11, 2014

Keeping Custodians Clean

David Kinnear November 10, 2014

The FCA on Social Media

Chris Turner November 8, 2014

“Stock Analyzer” Marketing Led to Securities Violation

David Kinnear November 5, 2014

Six Agencies Approve Final Risk Retention Rule

David Kinnear November 4, 2014